How to make a complaint about a financial professional (The Money Pages)

6 July 2026

Survey faces

Jenifer Martindale has written an article for The Money Pages on the legal options available if an adviser has made a mistake.

Jenifer comments: "Many professionals will have professional indemnity insurance (which is a must for certain regulated professionals such as solicitors or chartered accountants) and often an insurer will require a complaints procedure. It is usually best to put the complaint in writing (the procedure may require it). There will be an anticipated timescale for the professional’s response."

Read the full article here.

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